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Fee Based Financial Planning

Packages

Entry

Comprehensive

 Concierge

Initial Complimentary Consultation

1

1

1

In-Person and/or Virtual Meeting(s)/Year

1

2

4

Phone Calls/Emails

Unlimited to Support Staff

1 Scheduled Check ins with Advisor/Year

Unlimited to Support Staff

2 Scheduled Check Ins with Advisor/Quarter

Unlimited to Support Staff

Unlimited to Advisor

Monthly Subscription Fee

$150/month First Year

$100/month After

$300/month First Year

$225/month After

$500/month First Year

$425/month After

Entry Package

Initial Complimentary Consultation

1

In-Person and/or Virtual Meeting(s)/Year

1

Phone Calls/Emails

Unlimited to Support Staff

1 Scheduled Check ins with Advisor/Year

Monthly Subscription Fee

$150/month First Year

$100/month After

Comprehensive Package

Initial Complimentary Consultation

1

In-Person and/or Virtual Meeting(s)/Year

2

Phone Calls/Emails

Unlimited to Support Staff

2 Scheduled Check Ins with Advisor/Quarter

Monthly Subscription Fee

$300/month First Year

$225/month After

Concierge Package

Initial Complimentary Consultation

1

In-Person and/or Virtual Meeting(s)/Year

4

Phone Calls/Emails

Unlimited to Support Staff

Unlimited to Advisor

Monthly Subscription Fee

$500/month First Year

$425/month After

Resources

Entry

Compre­hensive

Concierge

Adviceworks Client Portal

*

*

*

Online Educational Suite

*

*

*

Goal Planning

*

*

*

All in One Place Account Linking

*

*

*

Secure Document Vault

*

*

*

Budgeting & Expense Tracking

*

*

*

Monthly & Quarterly Newsletter

*

*

*

Educational Workshop Invitations

*

*

*

Access to online Tax Documents via Portal

*

*

*

Tax Professional Access to online Tax Docs


*

*

Hand Deliver Tax Docs to Tax Professional



*

Personal Planning Areas

Entry

Compre­hensive

Concierge

Vision/Values/Goals

*

*

*

Portfolio Analysis

*

*

*

Employee Benefits Review

*

*

*

Qualified Plan Asset Allocation Review

*

*

*

Insurance Needs Analysis (Life, Disability, LTC)

*

*

*

Debt Analysis & Reduction Strategies

*

*

*

Retirement Analysis Plan


*

*

College Funding Analysis/Plan


*

*

Tax Planning (in coordination with your Accountant)


*

*

Estate Planning (In coordination with your Attorney)


*

*

Retirement Income Plan (ATS Strategy)


*

*

Required Minimum Distribution Planning (RMD)



*

Medicare Planning (with Tara Simpson)



*

Social Security Planning



*

Legacy Planning



*

Charitable Giving Planning



*

Weekly Conversation w/ Advisor During Mkt Volatility



*

Asset Management

Assets Under Management Fee Schedule

Percentage

First $250,000 - $500,000

1.25%

Amounts greater than $500,000 - $1,000,000

1.00%

Amounts greater than $1,000,000 - $2,000,000

0.90%

Amounts greater than $2,000,000 - $5,000,000

0.80%

Amounts greater than $5,000,000

0.65%

*Asset Management Fee offsets Financial Planning Fee

Refer to the client agreement and the Cetera Advisor Networks ADV 2A for additional costs

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